Elizabeth M

Results: 1433



#Item
361Funds / Financial services / Financial markets / Subprime mortgage crisis / Money market fund / Mutual fund / Net asset value / U.S. Securities and Exchange Commission / Short / Financial economics / Investment / Finance

September 12, 2013 Securities and Exchange Commission Attention: Elizabeth M. Murphy 100 F Street, NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2013-09-12 11:01:24
362United States housing bubble / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures contract / Derivative / Mark-to-market accounting / Over-the-counter / FpML / Swap / Finance / Financial economics / Investment

November 14, 2014 Elizabeth M. Murphy Secretary of the Commission Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2015-02-11 11:17:44
363United States securities law / United States Securities and Exchange Commission / Financial services / 73rd United States Congress / Hedge fund / Regulation D / Securities regulation in the United States / U.S. Securities and Exchange Commission / Securities Act / Financial economics / Finance / Investment

November 14, 2011 VIA EMAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.managedfunds.org

Language: English
364Financial services / Collective investment schemes / Institutional investors / Money market fund / Mutual fund / Net asset value / Investment management / Bank / Closed-end fund / Financial economics / Investment / Funds

SCHWAB May 3, 2011 Ms. Elizabeth M. Murphy, Secretary

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Source URL: www.sec.gov

Language: English - Date: 2011-05-04 10:33:13
365Options / Betting in poker / Straddle

January 29, 2015 VIA EMAIL Ms. Elizabeth M. Murphy, Secretary U.S. Securities and Exchange Commission 100 F St., N.E.,

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Source URL: boxexchange.com

Language: English - Date: 2015-01-29 13:25:35
366Systemic risk / Financial services / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / Counterparty / Hedge fund / Derivative / Financial economics / Finance / Investment

August 29, 2011 Via Electronic Submission: http://www.sec.gov/rules/proposed.shtml Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.managedfunds.org

Language: English
367United States securities law / United States Securities and Exchange Commission / 73rd United States Congress / Financial services / Regulation D / Hedge fund / Securities regulation in the United States / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Financial economics / Investment / Finance

February 27, 2012 VIA EMAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.managedfunds.org

Language: English
368Financial services / Funds / Collective investment schemes / Financial markets / Mutual fund / Money market fund / Net asset value / Mark-to-market accounting / Security / Financial economics / Investment / Finance

July 15, 2013 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]Re:

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Source URL: www.sec.gov

Language: English - Date: 2013-07-18 14:37:03
369Stock market / Financial services / Financial regulation / Corporate crime / U.S. Securities and Exchange Commission / Trading halt / Hedge fund / Self-regulatory organization / Commodity Futures Trading Commission / Financial economics / Investment / Finance

October 25, 2011 Via Electronic Mail: [removed] Elizabeth M. Murphy Secretary

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Source URL: www.managedfunds.org

Language: English
370Financial services / Collective investment schemes / Target date fund / Mutual fund / Asset allocation / Investment management / Exchange-traded fund / Investment Company Institute / Unit investment trust / Financial economics / Investment / Funds

Via e-mail to [removed] May 21, 2012 Ms. Elizabeth M. Murphy Secretary

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Source URL: www.ici.org

Language: English
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